Securities Law

“Securities law” is the area of law that addresses issues related to the issuance, sale, and transfer of stocks, bonds, shares of mutual funds, options, futures, partnership units, and other investment devices that can be bought and sold. The goal of securities law – and that of Malecki Law's New York securities arbitration attorneys and investment fraud lawyers - is to help investors who have been harmed by fraudulent and negligent practices, as well as to ensure that investors are provided with the information they will need in order to make knowledgeable decisions about their investments and rights.

The New York securities arbitration lawyers at Malecki Law have significant experience in representing both individual investors and industry participants, on both the plaintiff and defendant side. Ms. Malecki and her team of investment fraud lawyers have also successfully defended industry participants and work with such clients to devise strategies that will reduce their exposure to litigation and disputes. She represents industry participants in litigation, arbitration (including FINRA arbitration), and regulatory matters (including membership proceedings and actions) and provides such clients with a variety of services related to daily operations and compliance.

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